Assists in the identification and dissemination of relevant laws and regulations that affect TFSPH and assists in the risk assessment of relevant regulations specifically on General Compliance.
Monitors compliance with relevant rules and regulations.
Assists in monitoring issuance of corresponding guidelines in compliance with newly issued regulations covering General Compliance.
Handles monitoring of compliance to regulatory issues
Conducts compliance monitoring and testing based on the Plan
Takes the lead in designing the Annual Compliance Testing Plan
Handles the annual risk assessment of all departments for purposes of compliance testing prioritization
Monitors compliance to deliverables under the compliance test reports
Assists in the updating of the Compliance Program, as necessary (including annual review of policies and procedures under Compliance Department)
Oversees the updating and maintenance of the Compliance Library folder which may be accessed through the email facility of TFSPH;
Assists in the preparation and sending of periodic reports to BSP, SEC and TFSC.
Assists in the organization and conduct of compliance education and training covering general compliance.
Graduate of any business-related course.
2 or more years of experience in financial/banking industry
