Senior Regulatory Compliance Officer

Assist the Chief Compliance Officer and Deputy Compliance Officer to perform the oversight function. Spearheads initiatives in managing and the implementation of the Bank's compliance program which includes identification, monitoring and controlling compliance risks. Supports the group's objectives in ensuring the implementation of the compliance program and management of regulatory risks to sustain and complement goals of the bank.

Responsibilities:

Compliance Risk Management

1. Identifies, assess, and monitors compliance risk through Regulatory Compliance Testing Checklist (RCTC);
2. Coordinates, recommends and/or develops policies and procedures to mitigate compliance risks;
3. Provides oversight and assistance on compliance risk concerns of assigned business units;
4. Supports the Business/ Support Units initiatives/ projects to manage compliance risks for new products and services.

Communications and Advisory Management

1. Overall coordinator for Compliance on matters related to outsourcing, financial consumer protection and other regulations with bank-wide impact;
2. Responsible for Human Resources regulatory matters;
3. Ensures that the Business/ Support Units are advised of new/ amended regulations and legislations by preparing synopsis and takeaways of regulatory advisories;
4. Issues reminders to Business/ Support Units on non-routine regulatory requirements or as needed.

Regulatory Engagement

1. Manages and coordinates requirements for prior, during and post Bangko Sentral ng Pilipinas (BSP) on-site and virtual review;
2. Handles other queries/request/requirements of various regulators;
3. Coordinates and tracks submission of on-site and off-site regulatory reviews and examinations;
4. Monitors action items and/or pending deliverables relevant to regulatory review;
5. Assess items for escalation pertinent to regulator's requirements;
6. Alternates in the preparation of required reports of Regulatory Compliance Group to regulators;
7. Establish and maintains good relationship with the regulators.

Ancillary Duties

1. Alternates in the collation and preparation of materials for the monthly Board Audit Committee (BAC) presentation;
2. Performs ad-hoc tasks as assigned by the Supervisors and Heads.

Qualifications:

• Bachelor's Degree holder.
• Minimum of 10 years experience in Regulatory Compliance gained from a bank or financial institutions.

Candidate must be willing to work on site and be assigned in Makati or Ortigas.