Act as the liaison between the Bank and BSP/AMLC, in matters relating to the Bank's compliance with AML regulations.
Provide guidance on policy implementation issues and MTPP queries to the various Bank units.
Act as the Fintech subject matter expert (SME) on AML in the CCGO, in coordination with the IT Compliance Officer.
Conduct compliance testing when requested, dissemination of the results thereof, reporting of the results and feedback from various units/groups/branches tested and monitoring of the results or undertakings of the units/groups/branches in a timely manner.
Draft and prepare AML-KYC Questionnaires or replies to AML Due Diligence inquiries of correspondent banks for review and approval by the AML Policy Head.
Prepare the AMLA Committee minutes and release for review by the AML Policy Head within one week after the meeting.
Lead the drafting and issuance of new CCGO procedures (internal or affecting other units) on as needed basis, and updating of CCGO procedures on an annual basis.
Update EDD questionnaires on specific high risk businesses, as may be assigned by the CCO.
Assist in the investigation of CTR/STR-related issues from Compliance Testing Unit and from the various branches and units.
Conduct AML Trainings in coordination with the AML Policy Head and CCO for employees of the Bank, third party providers or outsourced service providers.
Handle the BSP examination requirements relating to AML and other areas as assigned, scheduling of BSP meetings, review of the replies to BSP findings and collection of the correct artifacts.
Participate in bank-wide projects as Compliance representative, as may be assigned by the CCO.
Perform other related duties that may be assigned from time to time by the CCO
