Financial Crimes Compliance (FCC) Specialist
Key Responsibilities:
- Prepare and submit CTRs and STRs to the AMLC in accordance with regulatory requirements and internal compliance policies.
- Maintain proper records of all submissions and provide regular reports to the AMLO and alternate AMLO.
- Collaborate with Operations, IT, and Business Units to collect and validate necessary data.
- Support automation and monitoring initiatives (e.g., name screening, customer risk rating, KRI monitoring, workflow automation) to enhance AML system effectiveness.
- Prepare and deliver compliance and risk-related reports on time, upholding transparency and regulatory excellence.
- Perform additional tasks assigned by the FCC Director or Associate Manager, including participation in compliance engagement and training activities.
Qualifications:
- Bachelor's degree in Business, Finance, Accounting, Law, or a related field.
- At least 23 years of experience in AML, FCC, or regulatory compliance roles (preferably in the financial or insurance industry).
- Strong understanding of AMLC regulations and anti-money laundering frameworks.
- Proficiency in MS Office; experience with AML systems or automation tools is a plus.
- Excellent analytical, organizational, and communication skills.
Distribution Compliance (DCC) Specialist
Key Responsibilities:
- Conduct distributor investigations in accordance with the Compliance and Ethics framework.
- Prepare investigation reports, recommend actions, and provide updates to the Distribution Compliance Officer (DCO) and relevant committees.
- Maintain accurate registries and documentation for governance and audit readiness.
- Assist in preparing monthly and quarterly compliance reports for the Head of Compliance, Group Office, and key Committees/Boards.
- Participate in DCO system enhancements and provide advisories to ensure alignment with regulatory and business standards.
- Support broader compliance initiatives that reinforce a culture of ethics and accountability.
Qualifications:
- Bachelor's degree in Business, Law, Finance, or a related discipline.
- Minimum 2 years of experience in compliance, investigations, or risk management (experience in insurance distribution or financial services preferred).
- Strong reporting, documentation, and stakeholder coordination skills.
- Knowledge of compliance frameworks and regulatory requirements in the insurance or financial industry.
- Detail-oriented, with the ability to handle sensitive information with integrity.
