Compliance Officer

Trident Trust is a leading independent provider of corporate, trust and fund services to the financial services sector worldwide, employing over 1,100 staff across a global footprint that spans Africa, the Americas, Asia, the Caribbean, Europe and the Middle East. Client focused and service oriented, we only employ individuals who are professionally minded, committed and able to demonstrate good interpersonal skills.

The Role

The successful candidate will be responsible, with others, for the operations of an investor relations team for a number of Asia based hedge fund and private equity clients.

Reporting Line

• Compliance, Manager

Duties

Fund Administrations Services

• Completing initial AML checks & CDD review for fund clients and fund investors in accordance with Trident Dubai Compliance and Onboarding Policies
• Liaising with Senior Fund Administrator in Dubai on investor queries, KYC and Onboarding
• Drafting of Risk Assessment, Client Classification & Subscription Authorisation Forms
• Assist in annual/ongoing investor and fund client file reviews
• Assisting in preparation of updated investor registers
• Liaising directly with investors and clients for follow up of required documentation where appropriate/approved

Payment Management Services

• Input and approval (where applicable) of online banking payments
• Ensuring payments are processed accurately and within appropriate cut off times
• Liaising with the Compliance team to ensure payments are compliant as per appropriate AML Regulation
• Perform call-backs on manual instructions as required
• Ensuring good control and compliance to corporate policies and regulatory requirements which are relevant to Cash Operations
• Risk Management local focus on controls, manual processing, and completion of checklists to mitigate risks

Skills and Knowledge

• At least 3 years working experience in a similar position with a Fund Administrator, Trust Company, or Corporate Service provider
• ACAMS or ICA qualification preferred Knowledge of FATCA and CRS reporting preferred
• Exposure to UAE AML regimes preferred
• High degree of professional ethics and integrity
• Ability to communicate well and effectively, verbally and in writing, to a diverse audience
• Build and maintain close and effective working relationships
• Vigilant and accurate in their work Driven and motivated
• Affinity with systems and digital platforms
• Has initiative, commitment to quality service and can work independently with a can do attitude

Remuneration

An attractive compensation package will be based upon the successful candidate's relevant experience and overall suitability of the position.

How to Apply

Applications, which will be treated in the strictest of confidence, should include a full C.V. Please submit to:

• Title: Hiring Manager
• Office: Trident Trust Philippines
• Tel: +63 2 873 79300
• Email: [Confidential Information] / [HIDDEN TEXT]

Alternatively, feel free to apply directly on LinkedIn through the job post.