Infinit-O is the trusted, customer-centric, and sustainable leader in Business Process Optimization. We empower finance and healthcare organizations to thrive in a digital-first world by combining specialized industry expertise and innovative technology for 20 years.
We navigate complex industry landscapes to drive transformative outcomes, helping businesses streamline operations, enhance customer experience, and achieve sustainable growth backed by a world-class Net Promoter Score of 75. Our approach combines operational efficiency with a human-centered ethos, ensuring sustainable value creation for our clients and team members.
As a Certified B Corporation, Infinit-O is committed to the highest standards of social and environmental performance, accountability, and transparency. We embed these values into every aspect of our operationsaligning business success with a positive impact on our clients, people, and communities.
Our commitment to Diversity, Equity, and Inclusion (DEI) is integral to our mission. We believe that building inclusive, equitable teams is not only the right thing to doit is also essential for driving innovation and better business outcomes. We actively promote equal opportunity through inclusive hiring practices, continuous learning programs, and regular equity assessments to ensure a fair and empowering workplace for all.
About The Role -
The Compliance Associate will work closely with our Compliance team to ensure adherence to regulatory requirements and internal policies. This position is ideal for a detail-oriented professional who is eager to develop expertise in private equity compliance.
Key Responsibilities -
- Support the Compliance Team on periodic compliance testing across various areas,
including marketing materials substantiation and electronic communications review
- Maintain and update the department's compliance calendar
- Perform AML compliance reviews using the Dow Jones Risk Center system
- Assist in maintaining the ComplySci personal conflicts monitoring system, including:
Coordinating with brokers to connect and disconnect trading accounts to automatic feeds
Implementing system updates as needed
- Work with stakeholders across the Firm assisting with vendor inventory management
and related documentation
- Support ad hoc compliance projects as needed
Requirements
Job Requirements and Credentials -
- Strong attention to detail
- Analytical mindset
- Excellent written and verbal communication skills
- Intermediate to advanced proficiency in Microsoft Excel, PowerPoint, and Word
- Ability to quickly learn new systems and processes
- Prior experience supporting a US-based compliance team of an SEC registered firm is
a plus but not required
- 1-3 years of experience is required
