Support the annual enterprise SOX risk and control assessment program
Partner with control owners to identify, design and conduct the management assessment of internal controls including supporting updates and/or creation of control documentation (e.g., narrative, process flows)
Lead quarterly SOX certifications to demonstrate management's evaluation of internal controls to support SEC filing including financial statements, notes and supplemental disclosures are reliable.
Assess processes, risks, and controls to identify risk and control gaps as well as improvement opportunities
Report on risk assessments, control design and effectiveness, and any significant changes in internal controls or other factors that could significantly affect internal controls
Document, track, and validate for closure any corrective actions with regard to significant deficiencies or material weaknesses
Provide support and assistance to groups performing SOX functions throughout the Company
Establish and maintain good working relationships with business groups and help address internal control related SOX issues
Support process improvement and control optimization projects
Provide advice and counsel to management on internal controls
Execute on special projects and other assignments
Liaise with internal/external auditors, consultants, and regulators
Support control owners in the preparation and execution of the annual SOX testing plan
Perform tests of design and support the testing of operating effectiveness
Assist with the management of other audits (e.g., Operational Audits) as needed
Qualifications:
Bachelor's Degree in Accounting, Management Information Systems, Finance, or related field
Required CPA or CIA or CISA
10+ years experience in accounting and/or auditing at a public accounting firm or a publicly traded company performing SOX related tasks
5+ years experience managing a SOX program
Proficient with Archer, FloQast, iGrafx, MS Office 360
Willing to work on an early AM shift (may extend hours if necessary)/BGC area/hybrid work setup
