Overview:
The role aims to create, improve, monitor, and assist in the implementation of the Compliance Program and manage the regulatory requirements in relation to the Digital Bank, other bank-related licenses, and other compliance-related functions of Maya Bank.
What you will do
- :
Identification, assessment, and cascade of relevant regulations (including policy draft exposure) and their requiremen - tsParticipate in conducting compliance risk assessments and/or facilitation of license or request for regulatory approval/notification requirements of new products, services, and processes to ensure conformity with regulations and accepted standard
- s.Recommends adequate and mitigating controls to provide early detection and prevention of potential compliance issu
- esCoordinates with internal and external examiners for audit deliverabl
- esConducts independent risk-based assessment through Compliance Testi
- ngMonitoring, reporting, and/or escalation of significant internal (Internal Audit) and external findings (regulators) to include evaluation of actions taken by different teams to resolve regulatory or internal findin
- gsMonitoring and/or submission of regulatory reports and other ad hoc surve
- ysDirectly work with the business management to develop, communicate and implement strategies, procedures, and technology systems to enhance Maya Bank's compliance with applicable rules and regulatio
- nsMaintaining a good working relationship with the regulators and internal/external stakeholde
rs
What we are looking f
- or:
At least 4 years experience in doing regulatory compliance in a FinTech/Bank or similar financial services com - panyHas extensive knowledge in banking operations, particularly
- in:credit/lending operat
- ionsbanking laws, rules and regulat
- ionsAnti-Money Laundering Act (AMLA) and its Implementing Rules and Regulat
- ionsLocal and national tax
- lawsAccounting standards, particularly those that govern the financial accounts of the Com
- panySEC regulat
- ionsData Privacy
- ActBasic corporate governance princi
- plesRisk management frameworks on credit, market and operations (including IT risk governa
nce)
