Responsible for supporting the Compliance Associate and the Head of Risk and Compliance in managing and overseeing the institution's corporate governance framework and ensuring adherence to regulatory requirements.
Develop, implement, and maintain the corporate governance framework to ensure compliance with applicable laws, regulations, and best practices.
Monitor and evaluate the effectiveness of corporate governance policies and practices, making recommendations for improvements as necessary.
Ensure the organization's corporate governance practices align with regulatory expectations and industry standards.
Handle all matters related to Board Committee Meetings - presentation materials, records, minutes, execution and adequate reporting of action items as recorded
Spearhead the license renewal and ACGR preparations of the Company
Assist in the development, review, and implementation of corporate governance policies and procedures.
Ensure policies and procedures are effectively communicated and adhered to across the organization through conduct of regular training sessions
Provide guidance and support to management and staff on corporate governance matters.
Conduct regular reviews and assessments of regulatory compliance across various business units
Identify potential compliance risks and recommend corrective actions to mitigate identified risks.
Support the development and implementation of compliance monitoring and testing programs.
Assist in preparing regular compliance reports and updates to senior management and the board of directors.
Maintain accurate records of compliance activities, findings, and recommendations.
Support the documentation and communication of compliance related policies and procedures.
Requirements
Experience in corporate governance and regulatory compliance within the financial sector is a plus.
Knowledge of corporate governance principles, regulatory compliance requirements, and industry best practices.
Effective communication and interpersonal skills.
Ability to work independently and manage multiple tasks and deadlines in a fast-paced environment.
Detail-oriented with a strong commitment to accuracy and compliance.
