Senior Analyst/Associate, Central Dealer

About Maybank Securities

Maybank Securities, a leading brokerage and investment bank with a reach extending across ASEAN, the UK and the US, offers a comprehensive suite of services. These include corporate finance & advisory, navigating debt and equity capital markets, derivatives trading, brokerage and research for both retail and institutional investors, and prime brokerage.

Job Description:

• As a member of Central Dealing team, you will report to the Dealing Manager and be responsible for trade executions for our clients and other related activities.
• To ensure the retail clients and Trading Representatives (TR) are qualified to trade in US shares and ETF according to regulations.
• To ensure the retail clients and TR are trading within their credit approved risk profile and limit.
• For OTC counters, we need to ensure clients and TR obtain pre-approval from credit and meet the prerequisites criteria for purchases of OTC counters.
• To ensure execution of orders to the designated brokers for institutional clients and retail clients in order to prevent settlement issue.
• To inform TR and clients of their orders status by end of the day such as via email or phone call.
• Provide timely reporting and communication of trade/order details to retail clients, TR, Maybank IB and Maybank Securities subsidiaries.
• Timely and accurate trade execution of orders for aforesaid clients and subsidiaries
• Service quality to aforesaid clients and subsidiaries
• To manage order placement/withdrawal of US orders for online retail clients and Trading Representatives (TR)
• To assist TR and retail clients with their US order placement and trade enquiries
• To assist Maybank IB –KL and Maybank Securities overseas subsidiaries with their placement of US orders
• To assist CFD clients and TR with their placement of US orders and enquiries
• To liaise with CFD vendors for system fix in the event of system breakdown
• To assist Forex clients with their order placement and enquiries
• To develop and maintain SOP for US order execution
• Assist with the execution of Options Trading for Prime Brokerage

Qualification and skillset requirement:

• The role will require the candidate to be aware and informed of the latest markets news and company announcements.
• The candidate should be familiar with the equity market and its workings. It will require the candidate to work during Asia Night market trading sessions.
• Candidate must possess at least Diploma/Advanced/Higher/Graduate Diploma, bachelor's degree/Post Graduate Diploma/Professional Degree in Business, Finance or related fields
• At least 2 Year(s) of working experience in the related field is required for this position.
• Meticulous in trade executions.
• This role requires flexibility to work different shifts. The primary shift is a day shift (7.30am to 6pm, Monday to Friday). However, employees may be required to support the US market, with working hours from9:30pm to 4:00am, or 10:30pm to 5:00am during US Daylight Saving Time. A night shift allowancewill be provided for US market support hours.
• Candidates who have attained the required CMFAS certifications for the role will be preferred. This includes Modules 1A, 2A, 5, 6 and 6A (equivalent New modules effective 1 April 2024, Modules RES 1A, RES 2A, RES 5, CM-EIP, CM-SIP).

We regret that only short-listed candidates will be notified.