Regulatory Compliance Manager

Position Summary:

The Regulatory Compliance Manager provides independent direction and oversight of the GBC Ethics and Compliance Program for both Tenet and Conifer GBC entities. The Regulatory Compliance Manager is responsible to identify and assess compliance risk, develop and execute an annual compliance audit and monitoring plan, review and advise on conflict of interest disclosures, partner with executive management and operational leaders to effectively incorporate the compliance program within system operations, serve as a subject matter expert (SME) to stakeholders on compliance and privacy aligned matters, facilitate compliance training and education, serve as the data protection officer (DPO), keep up to date with regulations, law, and policy requirements. In addition, the Compliance Manager has management responsibility for the Compliance personnel at all GBC entities.

Duties and Responsibilities:

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily.

• Program oversight | Regularly review GBC compliance program and recommend appropriate revisions and modification based on program assessments/effectiveness reviews and potential compliance risk areas.

• Governance | Serve as chairperson and facilitate GBC Compliance Committee meetings. Prepare GBC Compliance Committee meeting materials, reporting on the activities of the GBC compliance program.

• Leadership | Provide regular reports to the GBC head of country, develop productive working relationships with all levels of management, serve as a resource to GBC leadership to advise on compliance and ethics matters.

• Culture | Cultivate a culture of compliance within Tenet and Conifer GBC organizations.

• Privacy | Serve as the DPO to support the GBC complies with the Data Privacy Act.

• Reporting and investigation | Maintain an open-door policy for in-person reporting, open compliance and privacy matters for referral to the investigations team, support investigations as directed by a compliance investigations officer and oversee completion of GBC aligned remediation tasks associated with compliance and privacy matters.

• Auditing and monitoring | Develop an annual audit plan and performs auditing and monitoring to validate compliance with regulations, law, and policy.

• Risk assessment | Evaluate emerging/potential and actual compliance risks.

• Policies | Serve as a SME for Compliance policies, provide guidance on Tenet and Conifer's policy management system, policy approval process, and communicate corporate policy changes impacting the GBC.

• Education and training | Coordinate with leaders to monitor completion of required compliance training assignments. Develop education material, as appropriate, and facilitate compliance education on an as needed basis.

• Exclusion Screening | Assist with the review and validation of potentially affirmative exclusion screening results.

• Conflict of Interest (COI) | Coordinate with leaders to monitor completion of annual COI disclosures, review and manage COI disclosures and facilitate mitigation plan and closure.

• Assist with other compliance-related activities to support Tenet and Conifer compliance program efforts, as applicable.

• Management | Provide management oversight to GBC Compliance Department personnel, partner with onshore leaders who guide and direct the day-to-day work of Compliance Department personnel.