Job Description:
The Operational Risk and Regulatory Compliance Management (ORRCM) Specialist 1 will support the Business Unit in managing operational risks. The role is responsible for identifying, assessing, monitoring, and reporting risks arising from processes, systems, and people, ensuring alignment with the organization's risk appetite and regulatory requirements.
Major Accountabilities
- :Assist in the implementation of Operational Risk Management programs such as risk and controls self-assessments and operational risk events reportin
- gAssist in the transformation projects or other significant financial initiatives to ensure internal controls are adequately incorporate
- dIdentify process improvements within Finance to help Management build a strong internal control syste
- mAssist Management in monitoring the completion of the required action plans for audit issue closur
- ePerform the SOX testing of monitoring control
- sAssist Management in assessing the completeness and accuracy of details of the incident report
- sProvide support to Business Policy Owners on policy compliance attestations requested by Risk
- .Prepare the necessary reports to the Management and other business unit
- sOther functions that may be assigned by the Operational Risk and Regulatory Compliance Management Hea
d
Education Level and Professional Qualificat
- ion:Must be a Certified Public Accountant (
- CPA)Should have at least 3 years meaningful experience in external or internal audi
ting
Technical and Leadership Ski
- lls: Well-versed on the internal control framework, has experience in assessing internal controls and process ma
- ppingCan communicate well with different stakeholders ensuring that there's a common understanding of the controls required and the process objec
- tivesExcellent presentation s
- killsHigh attention to details and focus-ori
- entedExcellent analytical s
- killsStrong proficiency in Microsoft Excel and other
- toolsGood management skills and high leadership ab
ility
