We are seeking highly motivated and dynamic professionals to become part of our expanding Business Operations Risk team.
Key Responsibilities:
- Evaluate, perform validation of completeness and accuracy of the KYC screenings, evaluate and document the assessment of the results according to relevant regulations, guidance and procedures
- Ability to effectively use databases which includes corporate registries, company websites, regulatory websites, stock exchanges, litigation databases, news aggregators, professional and social networking sited amongst others
- Assist business users with the firm's risk process, for e.g. client and engagement acceptance process, Sentinel request.
- Handle internal queries on regulatory requirements and compliance policies and procedures on AML-CFT
- Manage and engage with internal stakeholders, setting service standards and resolving issues in accordance with organizational procedures, promote understanding and compliance with risk management policies and procedure
- Maintain proficiency in adverse media, PEP classifications, and high risk or sanctioned jurisdictions
- Carry out ad-hoc administrative duties
Qualifications:
- A recognized degree, preferably in Accounting, Banking & Finance or equivalent
- Minimum 3 years of relevant experience in compliance and regulatory matters with a sizable financial institution/regulatory body, legal, brokerage and investment firm preferred
- Candidates with Certified Fraud Examiner (CFE) or Association of Certified Anti-Money Laundering Specialists (ACAMS) will be an added advantage
- Working knowledge of local regulatory guidelines, KYC and AML guidelines is essential
- Possess strong analytical and problem-solving skills with excellent verbal/written communication and interpersonal skills
- Ability to exercise sound judgement, escalate issues and propose solutions appropriately
- Familiar with the use of research databases such as Lexis Nexis, World Check, Factiva, Corporate Registries and related research tools
- Team player, self-motivated, resourceful and has an eye for detail
