Head of Business Compliance

about the company

A established financial institution with a strong international presence and market leadership in wealth management services.

about the job

Drive first-line risk oversight, compliance, and governance frameworks across front-office wealth management operations.

• Execute and enhance first-line risk management governance to ensure business practices align with regulatory frameworks.
• Partner with business leaders and operational teams to refine control processes and foster a strong risk culture.
• Oversee end-to-end client onboarding, periodic reviews, account maintenance and static data management.
• Provide strategic advisory on internal guidelines, anti-money laundering policies, cross-border regulations, and suitability standards.
• Direct internal audit reviews, policy enhancements, and risk assessment monitoring to ensure seamless institutional governance.
• Lead and mentor a team of professionals while aligning cross-functional business units.

skills and experience required

• Degree in Finance, Risk Management, Business, Law, or a relevant discipline.

• Minimum 12 years of experience in compliance, risk management or governance within a wealth management environment.

• Deep technical understanding of wealth management products, front-office operations, and regulatory expectations.

• Demonstrated capability in managing senior stakeholder relationships and navigating complex legislative requirements.

• Excellent interpersonal and communication skills with a proven track record of managing multi-faceted priorities.

To apply online please use the apply function, alternatively you may contact at <98237297>.
(EA: 94C3609/ )