Head - Associated Person (AP) Compliance Department

The Head ofAssociated Person - Compliance Department ensures that the Bank complies with laws, rules, regulations and best practices through the development and implementation of an effective compliance system on Securities Brokering / Dealership activities. He/She identifies and assesses compliance risks and managing/addressing actual or potential breach and coordinates with regulators (such as the Bangko Sentral ng Pilipinas / Securities and Exchange Commission / Philippine Dealing and Exchange). He/She acts as the subject matter expert on Treasury, renders opinion/advise, disseminates new issuances, and mitigates business risk that may erode the franchise value of the Bank in these areas.

Job Qualifications:

Professional Experience

• At least 5 years of relevant work experience and with knowledge in banking operations and transactions, particularly on treasury operations and capital markets.

Knowledge/Skills Required

• Preferably a licensed Associated Person who has passed the required certification exams.
• A Certified Treasury Professional is also preferred.
• Must be a subject matter expert in Treasury, has an analytical mind, and capable to work independently with minimal supervision.