Compliance Officer in Makati

Requesting Department : OFFICE OF THE PRESIDENT

Number of Position Requested : 1

Position for Job Order : CHIEF COMPLIANCE OFFICER

Site/Location : Makati Office

Salary/Compensation

DUTIES AND RESPONSIBILITIES

• Be abreast and knowledgeable with regulations on non-bank financial institutions (from
  
  

the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).

• Help craft and propose compliance policies and procedures based on above regulations.
• Develop and implement a compliance program to ensure the company operates in
  
  

accordance with BSP, SEC, AMLC and NPC regulations.

• Be the primary point person in dealing with the examination and findinsof the above-
  
  

mentioned regulatory agencies.

• Design compliance metrics and establish a system for tracking them.
• Sign off on any marketing, advertising collateral and product development to ensure it is
  
  

compliant to regulations.

• Perform compliance audits to determine whether established protocols and procedures
  
  

are being followed and where they can be improved.

• Help maintain up to date written documentation and policies related to the
  
  

organization's business activities

• Create compliance resources for staff members to reference when they have question.
• Such other task as may, from time to time, be assigned by the Management.
  
  

Code- DRMI- 00398