Compliance Officer

dempsey resource management

Philippines

3-5 Years

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Job Description

Duties And Responsibilities

Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).
Help craft and propose compliance policies and procedures based on above regulations.
Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
Be the primary point person in dealing with the examination and findings of the above-mentioned regulatory agencies.
Design compliance metrics and establish a system for tracking them.
Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
Help maintain up to date written documentation and policies related to the organization's business activities
Create compliance resources for staff members to reference when they have questions.
Such other tasks may, from time to time, be assigned by the Management.

Qualifications

A four-year Bachelor's degree in Business Administration, Accountancy, Finance, or Law is generally required.

Experience: A minimum of 3 to 5 years of relevant experience in compliance, legal, audit, or risk management.

Knowledge of Regulations: Familiarity with SEC rules, Anti-Money Laundering Act (AMLA), and industry-specific regulations

Work location : Makati

Work Schedule : Monday–Friday, 9 a.m.–5 p.m

Salary: 50,000

DRMI-005

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About Company

dempsey resource managementJob Source: www.linkedin.com

Job ID: 147306289

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Last Updated: 12-05-2026 07:15:31 PM

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