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ethos beathchapman

Compliance Lead Hedge Fund

5-7 Years
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  • Posted 23 hours ago
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Job Description

The Role
Our client is a commodities hedge fund in Singapore and we are looking for a Compliance Lead in Singapore. You will be in charge of all SG Compliance and MAS matters and will be liaising with the regional team all Compliance matters.

Responsibilities
  • Monitor and maintain the firm's compliance policies and procedures
  • Liaise with MAS on all SG Compliance matters
  • Work and liaise with EU and UK regulators.
  • Ensure adherence to applicable regulatory requirements and industry best practices
  • Oversee trade surveillance, personal account dealing, restricted lists, and market abuse controls
  • Assist with regulatory filings, reporting obligations, and regulatory inquiries
  • Conduct compliance monitoring reviews and risk assessments
  • Support AML/KYC and investor onboarding processes

Requirements
  • Bachelor's degree in Accounting, Finance, Business, or a related discipline
  • At least 5 years of Compliance experience, ideally in a hedge fund.
  • Practical experience advising front office and liaising on regulatory matters
  • Ability to work independently in a startup like environment


WT
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112

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About Company

Job ID: 149198185

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Singapore

Skills:

AmlCompliance monitoring reviewsRisk assessmentsMarket abuse controlsRegulatory inquiriesregulatory filingsPersonal account dealingReporting obligationsCompliance policies and proceduresInvestor onboardingKycTrade surveillanceRegulatory Requirements