Compliance Associate (Entry Level) ESY

. Responsible in managing, processing and reviewing the KYC information and documents for client on-boarding or periodic review

. Follow thoroughly the CDD and KYC review with relevant parties e.g. external and internal stakeholders to facilitate the collection of KYC and relevant documents including tax information/documents and ensuring clients are onboarded or account information are refreshed/updated in accordance with the company's AML/KYC standards

. Perform AML Risk Assessment on both account opening and periodic reviews of existing relationships. This includes reviewing the adequacy of SOW/SOF corroboration and identifying any AML risk

. Adhering to Company's Standard Operating Procedures and keep abreast of changes to any regulatory requirements on AML/CFT and identify risk mitigates

. Ensuring established policies, procedures and processes are compliant with new requirements/changes and consistency of workflows amongst team members

. Participate in quality assurance processes for completed KYC profiles, ensuring all activities are documented and completed within designated deadlines.

. Assist with various ad-hoc regulatory-driven projects, process improvement initiatives, and general administrative/operational tasks as required by management.

Requirements:

. Diploma/Degree in Banking and Finance, or similar

. Knowledge on regulatory requirements/guidelines and KYC procedures and corroboration of SOW/SOF for high-net-worth clients will be an advantage

Interested candidates, please email your resume to [Confidential Information]

Anna See Sing Yee

CEI Reg R25157535

Recruit Express Pte Ltd

EA License No: 99C4599

We regret that only shortlisted candidates will be contacted