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Compliance Analyst

Offshore Business Processing
5-7 Years
Philippines
  • Posted 15 days ago
  • Be among the first 10 applicants

Job Description

Responsibilities

  • Conduct thorough research to stay up-to-date on industry regulations, laws, and best practices.
  • Analyze internal controls and procedures to identify any gaps or weaknesses in compliance.
  • Develop and implement compliance programs and training materials for employees.
  • Monitor and audit company activities to ensure adherence to established policies and procedures.
  • Investigate and analyze potential compliance issues, recommending and implementing corrective actions.
  • Maintain comprehensive compliance documentation, including reports, policies, and procedures.
  • Collaborate with various departments across the organization to promote a culture of compliance.
  • Liaise with regulatory bodies as needed.
  • Work with legal counsel by responding to license item requests
  • Complete quarterly Mortgage Call Reports
  • Ensure California Finance Law License annual assessment invoices are remitted
  • Execute reporting requirements for HMDA annual reporting

Client Specific Tasks

  • Provide assistance with licensing (e.g., CFL (California Finance Law) & state licensing)
  • Completion of monthly loan-level reviews and reports on findings
  • Assist with the information gathering for audits/examinations
  • Execute on Home Mortgage Disclosure Act (HMDA) and licensing agencies reporting
  • Complete Mortgage Call Report (MCR) filings
  • Complete California Finance Law(CFL) filings
  • Complete Department Real Estate (DRE) filings
  • Manage the organization of legal documents

Job Requirements

  • Bachelor's degree in Business Administration, Finance, Law, or a related field (preferred).
  • At least 5 years of experience in compliance or a related field.
  • Strong understanding of research methodologies and data analysis.
  • Excellent written and verbal communication skills.
  • Ability to prioritize multiple tasks and work effectively in a fast-paced environment.
  • Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).
  • Familiarity with compliance software (a plus). Experience in use of QuickBooks and other business, payroll, & accounting software an advantage.
  • Familiarity with office management procedures and accounting principles
  • Ability to work independently with high level of Accuracy and detail
  • Has proactive approach to business and technology
  • Excellent written and verbal English communication and interpersonal skills
  • Has strong attention to details and is diligent towards work
  • Bachelors degree in accounting, finance or related field
  • Amenable to report onsite to our Cubao/Ortigas office
  • Can start ASAP

More Info

Job Type:
Permanent Job
Industry:
Other
Function:
Compliance
Employment Type:
Full time

Job ID: 151216799

Last Updated: 14-07-2026 11:07:26 PM
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