CASS Consultant (regulatory compliance)

Major Duties:

Supports the complete and accurate internal and external reporting of the firms Client Asset requirements (i.e. UK CMAR reporting, and Ireland MCAR reporting) with review and support from senior members of the team

Develops working relationship with other depts globally, particularly Operations, Risk, Compliance and IT.

Maintain issues/breaches log, including the logging, tracking, closure, and analysis of issues/breaches, and issue escalation to senior team members and the Head of Client Assets Safety.

Prepares periodic and ad-hoc Management Information

Perform quality assurance testing, and report findings to senior team members and the Head of Client Assets Safety.

Works with others on the roll out of the Client Assets related communication plan

Works with senior team members on complex initiatives involving multiple disciplines and/or ambiguous issues

Displays a balanced, cross-functional perspective, liaising with the business to improve efficiency, effectiveness and productivity

Knowledge:

Professional with extensive business experience, multi-disciplinary functional experience with a focus on proactive activities within the group.

Knowledge of the firm and industry.

Experience

College or University degree is preferred.

3+ years of Risk & Control experience helpful

Financial services experience

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve! Join a workplace with a greater purpose.

We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us and apply today. #MadeForGreater