Business Compliance Lead, VP/SVP
Randstad Singapore- Posted 5 days ago
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Job Description
about the company
A established global banking institution with a strong international presence and market leadership in wealth management services.
about the job
Drive first-line risk oversight, compliance, and governance frameworks across front-office wealth management operations.
- Execute and enhance first-line risk management governance to ensure business practices align with regulatory frameworks.
- Partner with business leaders and operational teams to refine control processes and foster a strong risk culture.
- Oversee end-to-end client onboarding, periodic reviews, account maintenance and static data management.
- Provide strategic advisory on internal guidelines, anti-money laundering policies, cross-border regulations, and suitability standards.
- Direct internal audit reviews, policy enhancements, and risk assessment monitoring to ensure seamless institutional governance.
- Lead and mentor a team of professionals while aligning cross-functional business units.
skills and experience required
Degree in Finance, Risk Management, Business, Law, or a relevant discipline.
Minimum 12 years of experience in compliance, risk management or governance within a private banking environment.
Deep technical understanding of wealth management products, front-office operations, and regulatory expectations.
Demonstrated capability in managing senior stakeholder relationships and navigating complex legislative requirements.
Excellent interpersonal and communication skills with a proven track record of managing multi-faceted priorities.
(EA: 94C3609/ )
More Info
Key Skills
Regulatory frameworks
Client onboarding
Static data management
Wealth management products
Front-office operations
Internal audit reviews
Cross-border regulations
Risk assessment monitoring
Governance frameworks
Anti-money laundering policies
About Company
