Key Responsibilities
1. AML Risk Assessment & Review
- Perform independent AML risk assessments across the customer lifecycle, including
- NTB/ETB onboarding, EDD, and other AML‑triggered reviews, by evaluating KYC information, customer profile, transaction intent, adverse information, sanctions, tax, and restricted business risks.
- Formulate clear, well‑reasoned recommendations that are consistent with AML policies, procedures, and the Bank's risk appetite.
2. Case Management & Documentation
- Manage cases end‑to‑end, covering review, information assessment, risk evaluation, recommendation, and closure, while ensuring timely progression in line with internal SLAs and control requirements.
- Ensure accurate and complete documentation of decisions in relevant systems, with clear rationale and audit trail to support governance and review.
3.Stakeholder Engagement & Advisory
- Partner closely with frontline and operations teams (including Relationship Managers,
- Client Engagement Teams, Branches, and AML Operations) to clarify information gaps, provide AML advisory guidance, and resolve case‑related issues.
- Escalate higher‑risk or complex cases to delegated authorities or governance stakeholders as required, with clear articulation of risks and considerations.
4. Governance, Quality & Continuous Improvement
- Prepare structured risk summaries and recommendations for delegated approvers and internal forums, ensuring AMLdecisions are consistent, proportionate, and defensible across cases.
- Identify recurring risk themes or process gaps and contribute to continuous improvements in controls, guidance, and training materials.
5. Coaching & Team Contribution (Manager level)
- Review and guide junior officers assessments to ensure quality and consistency.
- Support knowledge sharing and training initiatives across business and control teams.
Requirements
- Minimum Dip/Degree with 1-2 years of experience in AML, KYC, CDD/EDD, Financial Crime Compliance, or related control functions within a financial institution.
- Possess a good understanding of AML/CFT regulatory requirements and internal governance frameworks
Interested candidates please send in your resume to:
Topaz Liang Huimin (CEI No. R1104500), email to: [Confidential Information]
EA License No. 99C4599
