Location: BGC

Work Setup: Onsite

Work Schedule: Monday to Friday | Morning Shift

Job Summary

The Head of Compliance & Governance supports the Chief Compliance Officer in ensuring the organization complies with regulatory requirements, internal policies, and governance standards. This role oversees compliance programs, manages regulatory risks, provides guidance to business leaders, and helps promote a strong compliance culture across the organization.

Key Responsibilities

Support the Chief Compliance Officer in overseeing compliance programs, including AML, anti-bribery, fraud, privacy, business conduct, and regulatory compliance
Monitor regulatory changes and assess their impact on the business
Ensure timely preparation and submission of regulatory and compliance reports
Develop and update compliance policies, procedures, and controls
Conduct compliance risk assessments and provide recommendations to management
Oversee compliance monitoring and testing activities
Deliver compliance training and awareness programs
Provide compliance guidance to business units and senior leaders
Represent the Compliance function in meetings, committees, and industry engagements when required
Manage and develop a team of 4–5 compliance professionals

Qualifications

Bachelor's degree in Accounting, Finance, Business, Law, or a related field
CPA, Juris Doctor (JD), or LLB preferred
At least 7 years of compliance management experience within insurance, asset management, banking, or financial services
Strong knowledge of regulatory compliance, governance, and risk management
Experience managing compliance teams and stakeholders
Strong communication, analytical, and problem-solving skills
Experience working with regulators and senior executives

Preferred Qualifications

Background in insurance, asset management, banking, or other financial institutions
Experience in risk management and financial crime compliance
Knowledge of AML, anti-bribery, fraud, privacy, and regulatory compliance programs

Head of Compliance & Governance (Insurance/Banking/Financial Services)